CVC3

# The CVC3 User's Manual

Contents

## What is CVC3?

CVC3 is an automated validity checker for a many-sorted (i.e., typed) first-order logic with built-in theories, including some support for quantifiers, partial functions, and predicate subtypes. The current built-in theories are the theories of:

• equality over free (aka uninterpreted) function and predicate symbols,
• real and integer linear arithmetic (with some support for non-linear arithmetic),
• bit vectors,
• arrays,
• tuples,
• records,
• user-defined inductive datatypes.

CVC3 checks whether a given formula is valid in the built-in theories under a given set of assumptions. More precisely, it checks whether

that is, whether is a logical consequence of the union of the built-in theories and the set of formulas .

Roughly speaking, when is universal and all the formulas in are existential (i.e., when and contain at most universal, respectively existential, quantifiers), CVC3 is in fact a decision procedure: it is always guaranteed (well, modulo bugs and memory limits) to return a correct "valid" or "invalid" answer. In all other cases, CVC3 is sound but incomplete: it will never say that an invalid formula is valid but it may either never return or give up and return "unknown" in some cases when .

When CVC3 returns "valid" it can return a formal proof of the validity of under the logical context , together with the subset of used in the proof, such that .

When CVC3 returns "invalid" it can return, in the current terminology, both a counter-example to 's validity under and a counter-model. Both a counter-example and a counter-models are a set of additional formulas consistent with in , but entailing the negation of . In formulas:

and .

The difference is that a counter-model is given as a set of equations providing a concrete assignment of values for the free symbols in and (see QUERY for more details).

CVC3 can be used in two modes: as a library or as a command-line executable (implemented as a command-line interface to the library). Interfaces to the library are available in C/C++, Java and .NET. This manual mainly describes the command-line interface on a unix-type platform.

## Running CVC3 from a Command Line

Assuming you have properly installed CVC3 on your machine (check the INSTALL section for that), you will have an executable file called cvc3. It reads the input (a sequence of commands) from the standard input and prints the results on the standard output. Errors and some other messages (e.g. debugging traces) are printed on the standard error.

Typically, the input to cvc3 is saved in a file and redirected to the executable, or given on a command line:

# Reading from standard input:
cvc3 < input-file.cvc
cvc3 input-file.cvc


Notice that, for efficiency, CVC3 uses input buffers, and the input is not always processed immediately after each command. Therefore, if you want to type the commands interactively and receive immediate feedback, use the +interactive option (can be shortened to +int):

  cvc3 +int


Run cvc3 -h for more information on the available options.

The command line front-end of CVC3 supports two input languages.

• CVC3's own presentation language whose syntax was initially inspired by the PVS and SAL systems and is almost identical to the input language of CVC and CVC Lite, the predecessors of CVC3;
• the standard language promoted by the SMT-LIB initiative for SMT-LIB benchmarks.

We describe the input languages next, concentrating mostly on the first.

## Presentation Input Language

The input language consists of a sequence of symbol declarations and commands, each followed by a semicolon (;).

Any text after the first occurrence of a percent character and to the end of the current line is a comment:

%%% This is a CVC3 comment


### Type system

CVC3's type system includes a set of built-in types which can be expanded with additional user-defined types.

The type system consists of value types, non-value types and subtypes of value types, all of which are interpreted as sets. For convenience, we will sometimes identify below the interpretation of a type with the type itself.

Value types consist of atomic types and structured types. The atomic types are , for all , as well as user-defined atomic types (also called uninterpreted types). The structured types are array, tuple, and record types, as well as ML-style user-defined (inductive) datatypes.

Non-value types consist of the type and function types. Subtypes include the built-in subtype of and are covered in the Subtypes section below.

#### REAL Type

The type is interpreted as the set of rational numbers. The name is justified by the fact that a CVC3 formula is valid in the theory of rational numbers iff it is valid in the theory of real numbers.

#### Bit Vector Types

For every positive numeral n, the type is interpreted as the set of all bit vectors of size n.

#### User-defined Atomic Types

User-defined atomic types are each interpreted as a set of unspecified cardinality but disjoint from any other type. They are created by declarations like the following:

% User declarations of atomic types:

MyBrandNewType: TYPE;

Apples, Oranges: TYPE;


#### BOOLEAN Type

The type is, perhaps confusingly, the type of CVC3 formulas, not the two-element set of Boolean values. The fact that is not a value type in practice means that it is not possible for function symbols in CVC3 to have a arguments of type . The reason is that CVC3 follows the two-tiered structure of classical first-order logic that distinguishes between formulas and terms, and allows terms to occur in formulas but not vice versa. (An exception is the IF-THEN-ELSE construct, see later.) The only difference is that, syntactically, formulas in CVC3 are terms of type . A function symbol f then can have as its return type. But that is just CVC3's way, inherited from the previous systems of the CVC family, to say that f is a predicate symbol.

CVC3 does have a type that behaves like a Boolean Value type, that is, a value type with only two elements and with the usual Boolean operations defined on it: it is BITVECTOR(1).

#### Function Types

All structured types are actually families of types. Function ( ) types are created by the mixfix type constructors

whose arguments can be instantiated by any value (sub)type, with the addition that the last argument can also be .

% Function type declarations

UnaryFunType: TYPE = INT -> REAL;
BinaryFunType: TYPE = (REAL, REAL) -> ARRAY REAL OF REAL;
TernaryFunType: TYPE = (REAL, BITVECTOR(4), INT) -> BOOLEAN;


A function type of the form with is interpreted as the set of all total functions from the Cartesian product to when is not . Otherwise, it is interpreted as the set of all relations over

The example above also shows how to introduce type names. A name like UnaryFunType above is just an abbreviation for the type and can be used interchangeably with it.

In general, any type defined by a type expression E can be given a name with the declaration:

name : TYPE = E;


#### Array Types

Array types are created by the mixfix type constructors whose arguments can be instantiated by any value type.

T1 : TYPE;

% Array types:

ArrayType1: TYPE = ARRAY T1 OF REAL;
ArrayType2: TYPE = ARRAY INT OF (ARRAY INT OF REAL);
ArrayType3: TYPE = ARRAY [INT, INT] OF INT;


An array type of the form is interpreted as the set of all total maps from to . The main conceptual difference with the type is that arrays, contrary to functions, are first-class objects of the language: they can be arguments or results of functions. Moreover, array types come equipped with an update operation.

#### Tuple Types

Tuple types are created by the mixfix type constructors

whose arguments can be instantiated by any value type.

% Tuple declaration

TupleType: TYPE = [ REAL, ArrayType1, [INT, INT] ];



A tuple type of the form is interpreted as the Cartesian product . Note that while the types and are semantically equivalent, they are operationally different in CVC3. The first is the type of functions that take n arguments, while the second is the type of functions of 1 argument of type n-tuple.

#### Record Types

Similar to, but more general than tuple types, record types are created by type constructors of the form

where , are field labels, and the arguments can be instantiated with any value types.

% Record declaration

RecordType: TYPE = [# number: INT, value: REAL, info: TupleType #];


The order of the fields in a record type is meaningful. In other words, permuting the field names gives a different type. Note that records are

non-recursive. For instance, it is not possible to declare a record type called Person containing a field of type Person. Recursive types are provided in CVC3 as ML-style datatypes.

#### Inductive Data Types

Inductive datatypes are created by declarations of the form

Each of the is either a constant symbol or an expression of the form

where are any value types or type names for value types, including any . Such declarations introduce for the datatype:

• constructor symbols of type ,
• selector symbols of type , and
• tester symbols of type .

Here are some examples of datatype declarations:

% simple enumeration type
% implicitly defined are the testers: is_red, is_yellow and is_blue
% (similarly for the other datatypes)

DATATYPE
PrimaryColor = red | yellow | blue
END;

% infinite set of pairwise distinct values ...v(-1), v(0), v(1), ...

DATATYPE
Id = v (id: INT)
END;

% ML-style integer lists

DATATYPE
IntList = nil | cons (head: INT, tail: IntList)
END;

% ASTs

DATATYPE
Term = var (index: INT)
| apply (arg_1: Term, arg_2: Term)
| lambda (arg: INT, body: Term)
END;

% Trees

DATATYPE
Tree = tree (value: REAL, children: TreeList),
TreeList = nil_tl
| cons_tl (first_t1: Tree, rest_t1: TreeList)
END;


Constructor, selector and tester symbols defined for a datatype have global scope. So, for instance, it is not possible for two different datatypes to use the same name for a constructor.

A datatype is interpreted as a term algebra constructed by the constructor symbols over some sets of generators. For example, the datatype IntList is interpreted as the set of all terms constructed with nil and cons over the integers.

Because of this semantics, CVC3 allows only inductive datatypes, that is, datatypes whose values are essentially (labeled, ordered) finite trees. Infinite structures such as streams or even finite but cyclic ones such as circular lists are then excluded. For instance, none of the following declarations define inductive datatypes, and are rejected by CVC3:

DATATYPE
IntStream = s (first:INT, rest: IntStream)
END;

DATATYPE
RationalTree = node1 (first_child1: RationalTree)
| node2 (first_child2: RationalTree, second_child2:RationalTree)
END;

DATATYPE
T1 =  c1 (s1: T2),
T2 =  c2 (s2: T1)
END;


In concrete, a declaration of datatypes will be rejected if for any one of the types , it is impossible to build a finite term of that type using only the constructors of and free constants of type other than .

Datatypes are the only types for which the user also chooses names for the built-in operations defined on the type for:

• constructing a value (with the constructors),
• extracting components from a value (with the selectors), or
• checking if a value was constructed with a certain constructor or not (with the testers).

For all the other types, CVC3 provides predefined names for the built-in operations on the type.

#### Type Checking

In essence, CVC3 terms are statically typed at the level of types--as opposed to subtypes--according to the usual rules of first-order many-sorted logic (the typing rules for formulas are analogous):

• each variable has one associated (non-function) type,
• each constant symbol has one associated (non-function) type,
• each function symbol has one or more associated function types,
• the type of a term consisting just of a variable or a constant symbol is the type associated to that variable or constant symbol,
• the term obtained by applying a function symbol to the terms is if has type and each has type .

Attempting to enter an ill-typed term will result in an error.

The main difference with standard many-sorted logic is that some built-in symbols are parametrically polymorphic. For instance the function symbol for extracting the element of any array has type for all types not containing function or predicate types.

### Terms and Formulas

In addition to type expressions, CVC3 has expressions for terms and formulas (i.e., terms of type ). By and large, these are standard first-order terms built out of (typed) variables, predefined theory-specific operators, free (i.e., user-defined) function symbols, and quantifiers. Extensions include an if-then-else operator, lambda abstractions, and local symbol declarations, as illustrated below. Note that these extensions still keep CVC3's language first-order. In particular, lambda abstractions are restricted to take and return only terms of a value type. Similarly, quantifiers can only quantify variables of a value type.

Free function symbols include constant symbols and predicate symbols, respectively nullary function symbols and function symbols with a return type. Free symbols are introduced with global declarations of the form where , are the names of the symbols and is their type:

% integer constants

a, b, c: INT;

% real constants

x,y,z: REAL;

% unary function

f1: REAL -> REAL;

% binary function

f2: (REAL, INT) -> REAL;

% unary function with a tuple argument

f3: [INT, REAL] -> BOOLEAN;

% binary predicate

p: (INT, REAL) -> BOOLEAN;

% Propositional "variables"

P,Q; BOOLEAN;


Like type declarations, such free symbol declarations have global scope and must be unique. In other words, it is not possible to globally declare a symbol more than once. This entails among other things that free symbols cannot be overloaded with different types.

As with types, a new free symbol can be defined as the name of a term of the corresponding type. With constant symbols this is done with a declaration of the form :

c: INT;

i: INT = 5 + 3*c;

j: REAL = 3/4;

t: [REAL, INT] = (2/3, -4);

r: [# key: INT, value: REAL #] = (# key := 4, value := (c + 1)/2 #);

f: BOOLEAN = FORALL (x:INT): x <= 0 OR x > c ;


A restriction on constants of type is that their value can only be a closed formula, that is, a formula with no free variables.

A term and its name can be used interchangeably in later expressions. Named terms are often useful for shared subterms (terms used several times in different places) since their use can make the input exponentially more concise. Named terms are processed very efficiently by CVC3. It is much more efficient to associate a complex term with a name directly rather than to declare a constant and later assert that it is equal to the same term. This point will be explained in more detail later in section Commands.

More generally, in CVC3 one can associate a term to function symbols of any arity. For non-constant function symbols this is done with a declaration of the form

where is any term of type with free variables in . The lambda binder has the usual semantics and conforms to the usual lexical scoping rules: within the term the declaration of the symbols as local variables of respective type hides any previous, global declaration of those symbols.

As a general shorthand, when consecutive types in the lambda expression are identical, the syntax is also allowed.

% Global declaration of x as a unary function symbol

x: REAL -> REAL;

% Local declarations of x as a constant symbol

f: REAL -> REAL = LAMBDA (x: REAL): 2*x + 3;

p: (INT, INT) -> BOOLEAN = LAMBDA (x,i: INT): i*x - 1 > 0;

g: (REAL, INT) -> [REAL, INT] = LAMBDA (x: REAL, i:INT): (x + 1, i - 3);


Constant and function symbols can also be declared locally anywhere within a term by means of a let binder. This is done with a declaration of the form

for constant symbols, and of the form

for non-constant symbols. Let binders can be nested arbitrarily and follow the usual lexical scoping rules.

t: REAL =
LET g = LAMBDA(x:INT): x + 1,
x1 = 42,
x2 = 2*x1 + 7/2
IN
(LET x3 = g(x1) IN x3 + x2) / x1;


Note that the same symbol = is used, unambiguously, in the syntax of global declarations, let declarations, and as a predicate symbol.

In addition to user-defined symbols, CVC3 terms can use a number of predefined symbols: the logical symbols as well as theory symbols, function symbols belonging to one of the built-in theories. They are described next, with the theory symbols grouped by theory.

#### Logical Symbols

The logical symbols in CVC3's language include the equality and disequality predicate symbols, respectively written as = and /=, the multiarity disequality symbol DISTINCT, together with the logical constants TRUE, FALSE, the connectives NOT, AND, OR, XOR, =>, <=>, and the first-order quantifiers EXISTS and FORALL, all with the standard many-sorted logic semantics.

The binary connectives have infix syntax and type . The symbols = and /=, which are also infix, are instead polymorphic, having type for every predefined or user-defined value type . They are interpreted respectively as the identity relation and its complement.

The symbol is both overloaded and polymorphic. It has type for every tuple of length where is a predefined or user-defined value type. For each , it is interpreteted as the relation that holds exactly for tuples of pairwise distinct elements.

The syntax for quantifiers is similar to that of the lambda binder.

Here is an example of a formula built just of these logical symbols and variables:

A, B: TYPE;

quant: BOOLEAN = FORALL (x,y: A, i,j,k: B): i = j AND i /= k
=> EXISTS (z: A): x /= z OR z /= y;


Binding and scoping of quantified variables follows the same rules as in let expressions. In particular, a quantifier will shadow in its scope any constant and function symbols with the same name as one of the variables it quantifies:

A: TYPE;
i,j: INT;

% The first occurrence of i and of j in f are constant symbols,
% the others are variables.

f: BOOLEAN =  i = j AND FORALL (i,j: A): i = j OR i /= j;


Optionally, it is also possible to specify instantiation patterns for quantified variables. The general syntax for a quantified formula with patterns is

where , is either or , is a term of type , and each of the 's, a pattern for the quantifier , has the form

where and are arbitrary binder-free terms (no lets, no quantifiers). Those terms can contain (free) variables, typically, but not exclusively, drawn from . (Additional variables can occur if occurs in a bigger formula binding those variables.)

A: TYPE;
b, c: A;
p, q: A -> BOOLEAN;
r: (A, A) -> BOOLEAN;

ASSERT FORALL (x0, x1, x2: A):
PATTERN (r(x0, x1), r(x1, x2)):
(r(x0, x1) AND r(x1, x2)) => r(x0, x2) ;

ASSERT FORALL (x: A):
PATTERN (r(x, b)):
PATTERN (r(x, c)):
p(x) => q(x) ;

ASSERT EXISTS (y: A):
FORALL (x: A):
PATTERN (r(x, y), p(y)):
r(x, y) => q(x) ;


Patterns have no logical meaning: adding them to a formula does not change its semantics. Their purpose is purely operational, as explained in Section Instantiation Patterns.

In addition to these constructs, CVC3 also has a general mixfix conditional operator of the form

with where are terms of type and are terms of the same value type :

% Conditional term
x,y,z,w:REAL;
t: REAL =
IF x > 0 THEN y
ELSIF x >= 1 THEN z
ELSIF x > 2 THEN w
ELSE 2/3 ENDIF;



#### User-defined Functions and Types

The theory of user-defined functions is in effect a family of theories of equality parametrized by the atomic types and the free symbols a user can define during a run of CVC3.

The theory's function symbols consist of all and only the user-defined free symbols.

#### Arithmetic

The real arithmetic theory has predefined symbols for the usual arithmetic constants and operators over the type , each with the expected type: all numerals 0, 1, ..., as well as - (both unary and binary), +, *, /, <, >, <=, >=. Rational values can be expressed in fractional form: e.g., 1/2, 3/4, etc.

The size of numerals used in the representation of natural and rational numbers is unbounded (or more accurately, bounded only by the amount of available memory).

#### Bit vectors

The bit vector theory has a large number of predefined function symbols denoting various bit vector operators. We describe the operators and their semantics informally below, often omitting a specification of their type, which should be easy to infer.

The operators' names are overloaded in the obvious way. For instance, the same name is used for each for the operator that takes a bit vector of size and one of size and returns their concatenation.

For each size , there are elements in the type . These elements can be named using constant symbols or bit vector constants. Each element in the domain is named by two different constant symbols: once in binary and once in hexadecimal format. Binary constant symbols start with the characters 0bin and continue with the representation of the vector in the usual binary format (as an -string over the characters 0,1). Hexadecimal constant symbols start with the characters 0hex and continue with the representation of the vector in usual hexadecimal format (as an -string over the characters 0,...,9,a,...,f).

Binary constant          Corresponding hexadecimal constant
-----------------------------------------------------------
0bin0000111101010000     0hex0f50


In the binary representation, the rightmost bit is the least significant bit (LSB) of the vector and the leftmost bit is the most significant bit (MSB). The index of the LSB in the bit vector is 0 and the index of the MSB is n-1 for an n-bit constant. This convention extends to all bit vector expressions in the natural way.

Bit vector operators are categorized into word-level, bitwise, arithmetic, and comparison operators.

WORD-LEVEL OPERATORS:

Description      Symbol            Example
====================================================================
Concatenation   _ @ _             0bin01@0bin0          (= 0bin010)
Extraction      _ [i:j]           0bin0011[3:1]         (= 0bin001)
Left shift      _ << k            0bin0011 << 3         (= 0bin0011000)
Right shift     _ >> k            0bin1000 >> 3         (= 0bin0001)
Sign extension  SX(_,k)           SX(0bin100, 5)        (= 0bin11100)
Zero extension  BVZEROEXTEND(_,k) BVZEROEXTEND(0bin1,3) (= 0bin0001)
Repeat          BVREPEAT(_,k)     BVREPEAT(0bin10,3)    (= 0bin101010)
Rotate left     BVROTL(_,k)       BVROTL(0bin101,1)     (= 0bin011)
Rotate right    BVROTR(_,k)       BVROTR(0bin101,1)     (= 0bin110)


For each there is

• one infix concatenation operator, taking an -bit vector and an -bit vector and returning the -bit concatenation of and ;
• one postfix extraction operator for each with , taking an -bit vector and returning the -bit subvector of at positions through (inclusive);
• one postfix left shift operator for each , taking an -bit vector and returning the -bit concatenation of with the -bit zero vector;
• one postfix right shift operator for each , taking an -bit vector and returning the -bit concatenation of the -bit zero bit vector with ;
• one mixfix sign extension operator for each , taking an -bit vector and returning the -bit concatenation of copies of the MSB of and .
• one mixfix zero extension operator for each , taking an -bit vector and returning the -bit concatenation of zeroes and .
• one mixfix repeat operator for each , taking an -bit vector and returning the -bit concatenation of copies of .
• one mixfix rotate left operator for each , taking an -bit vector and returning the -bit vector obtained by rotating the bits of left times, where a single rotation means removing the MSB and concatenating it as the new LSB.
• one mixfix rotate right operator for each , taking an -bit vector and returning the -bit vector obtained by rotating the bits of right times, where a single rotation means removing the LSB and concatenating it as the new MSB.
BITWISE OPERATORS:

Description       Symbol
==============================
Bitwise AND       _ & _
Bitwise OR        _ | _
Bitwise NOT       ~ _
Bitwise XOR       BVXOR(_,_)
Bitwise NAND      BVNAND(_,_)
Bitwise NOR       BVNOR(_,_)
Bitwise XNOR      BVXNOR(_,_)
Bitwise Compare   BVCOMP(_,_)


For each there are operators with the names and syntax above, performing the usual bitwise Boolean operations on -bit arguments. All produce -bit results except for which always produces a 1-bit result: if its two arguments are equal and otherwise.

ARITHMETIC OPERATORS:

Description               Symbol
========================================
Bit vector multiplication      BVMULT(k,_,_)
Bit vector negation            BVUMINUS(_)
Bit vector subtraction         BVSUB(k,_,_)
Bit vector left shift          BVSHL(_,_)
Bit vector arith shift right   BVASHR(_,_)
Bit vector logic shift right   BVLSHR(_,_)
Bit vector unsigned divide     BVUDIV(_,_)
Bit vector signed divide       BVSDIV(_,_)
Bit vector unsigned remainder  BVUREM(_,_)
Bit vector signed remainder    BVSREM(_,_)
Bit vector signed modulus      BVSMOD(_,_)


For each and there is

• one addition operator , taking two or more bit vectors of arbitrary size, and returning the least significant bits of their sum.
• one multiplication operator , taking two bit vectors and , and returning the least significant bits of their product.
• one prefix negation operator , taking an -bit vector and returning the -bit vector .
• one subtraction operator , taking two bit vectors and , and returning the -bit vector where is if the size of is greater than or equal to , and extended to size by concatenating zeroes in the most significant bits otherwise.
• one left shift operator , taking two -bit vectors and , and returning the -bit vector obtained by creating a vector of zeroes whose length is the value of , concatenating this vector onto the least significant bits of , and then taking the least significant bits of the result.
• one arithmetic shift right operator , taking two -bit vectors and , and returning the -bit vector obtained by creating a vector whose length is the value of and each of whose bits has the same value as the MSB of , concatenating this vector onto the most significant bits of , and then taking the most significant bits of the result.
• one logical shift right operator , taking two -bit vectors and , and returning the -bit vector obtained by creating a vector of zeroes whose length is the value of , concatenating this vector onto the most significant bits of , and then taking the most significant bits of the result.
• one unsigned integer division operator , taking two -bit vectors and , and returning the -bit vector that is the largest integer value that can be multiplied by the integer value of to obtain an integer less than or equal to the integer value of .
• one signed integer division operator .
• one unsigned integer remainder operator .
• one signed integer remainder operator (sign follows dividend).
• one signed integer modulus operator (sign follows divisor).

For precise definitions of the last four operators, we refer the reader to the equivalent operators defined in the SMT-LIB QF_BV logic (SMT-LIB Input Language).

CVC3 does not have dedicated operators for multiplexers. However, specific multiplexers can be easily defined with the aid of conditional terms.

% Example of 2-to-1 multiplexer

mp: (BITVECTOR(1), BITVECTOR(1), BITVECTOR(1)) -> BITVECTOR(1) =
LAMBDA (s,x,y : BITVECTOR(1)): IF s = 0bin0 THEN x ELSE y ENDIF;


In addition to equality and disequality, CVC3 provides the following comparison operators.

COMPARISON OPERATORS:

Description              Symbol
===================================
Less than                      BVLT(_,_)
Less than or equal to          BVLE(_,_)
Greater than                   BVGT(_,_)
Greater than equal to          BVGE(_,_)
Signed less than               BVSLT(_,_)
Signed less than or equal to   BVSLE(_,_)
Signed greater than            BVSGT(_,_)
Signed greater than equal to   BVSGE(_,_)


For each there is

• one prefix "less than" operator , taking an -bit vector and an -bit vector , and having the value iff the zero-extension of to bits is less than the zero-extension of to bits, where is the maximum of and .
• one prefix "less than or equal to" operator , taking an -bit vector and an -bit vector , and having the value iff the zero-extension of to bits is less than or equal to the zero-extension of to bits, where is the maximum of and .
• one prefix "greater than" operator , taking an -bit vector and an -bit vector , and having the same value as .
• one prefix "greater than or equal to" operator , taking an -bit vector and an -bit vector , and having the same value as .

The signed operators are similar except that the values being compared are considered to be signed bit vector representations (in 2's complement) of integers.

Following are some example CVC3 input formulas involving bit vector expressions

Example 1 illustrates the use of arithmetic, word-level and bitwise NOT operations:

x : BITVECTOR(5);
y : BITVECTOR(4);
yy : BITVECTOR(3);

QUERY
BVPLUS(9, x@0bin0000, (0bin000@(~y)@0bin11))[8:4] = BVPLUS(5, x, ~(y[3:2])) ;


Example 2 illustrates the use of arithmetic, word-level and multiplexer terms:

bv : BITVECTOR(10);
a : BOOLEAN;

QUERY
0bin01100000[5:3]=(0bin1111001@bv[0:0])[4:2]
AND
0bin1@(IF a THEN 0bin0 ELSE 0bin1 ENDIF) = (IF a THEN 0bin110 ELSE 0bin011 ENDIF)[1:0] ;


Example 3 illustrates the use of bitwise operations:

x, y, z, t, q : BITVECTOR(1024);

ASSERT x = ~x;
ASSERT x&y&t&z&q = x;
ASSERT x|y = t;
ASSERT BVXOR(x,~x) = t;
QUERY  FALSE;


Example 4 illustrates the use of predicates and all the arithmetic operations:

x, y : BITVECTOR(4);

ASSERT x = 0hex5;
ASSERT y = 0bin0101;

QUERY
BVMULT(8,x,y)=BVMULT(8,y,x)
AND
NOT(BVLT(x,y))
AND
BVLE(BVSUB(8,x,y), BVPLUS(8, x, BVUMINUS(x)))
AND
x = BVSUB(4, BVUMINUS(x), BVPLUS(4, x,0hex1)) ;


Example 5 illustrates the use of shift functions

x, y : BITVECTOR(8);
z, t : BITVECTOR(12);

ASSERT x = 0hexff;
ASSERT z = 0hexff0;
QUERY  z = x << 4;
QUERY (z >> 4)[7:0] = x;


#### Arrays

The theory of arrays is a parametric theory of (total) unary functions. It comes equipped with polymorphic selection and update operators, respectively

and

with the usual semantics. For each index type and element type , the first operator maps an array from to and an index into it (i.e., a value of type ) to the element of type "stored" into the array at that index. The second maps an array from to , an index , and a -element to the array that stores at index and is otherwise identical to .

Since arrays are just maps, equality between them is extensional: for two arrays of the same type to be different they have to store differ elements in at least one place.

Sequential updates can be chained with the syntax .

A: TYPE = ARRAY INT OF REAL;
a: A;
i: INT = 4;

% selection:

elem: REAL = a[i];

% update

a1: A = a WITH [10] := 1/2;

% sequential update
% (syntactic sugar for (a WITH [10] := 2/3) WITH [42] := 3/2)

a2: A = a WITH [10] := 2/3, [42] := 3/2;


#### Datatypes

The theory of datatypes is in fact a family of theories parametrized by a datatype declaration specifying constructors and selectors for a particular datatype.

No built-in operators other than equality and disequality are provided for this family in the presentation language. Each datatype declaration, however, generates constructor, selector and tester operators as described in Section Inductive Data Types.

#### Tuples and Records

Although they are currently implemented separately in CVC3, semantically both records and tuples can be seen as special instances of datatypes. In fact, a record of type could be equivalently modeled as, say, the datatype

Tuples could be seen in turn as special cases of records where the field names are the numbers from 0 to the length of the tuple minus 1. Currently, however, tuples and records have their own syntax for constructor and selector operators.

Records of type have the associated built-in constructor whose arguments must be terms of type , respectively.

Tuples of type have the associated built-in constructor whose arguments must be terms of type , respectively.

The selector operators on records and tuples follows a dot notation syntax.

% Record construction and field selection

Item: TYPE = [# key: INT, weight: REAL #];

x: Item = (# key := 23, weight := 43/10 #);
k: INT = x.key;
v: REAL = x.weight;

% Tuple construction and projection

y: [REAL,INT,REAL] = ( 4/5, 9, 11/9 );
first_elem: REAL = y.0;
third_elem: REAL = y.2;


Differently from datatypes, records and tuples are also provided with built-in update operators similar in syntax and semantics to the update operator for arrays. More precisely, for each record type and each , CVC3 provides the operator

The operator maps a record of that type and a value of type to the record that stores in field and is otherwise identical to . Analogously, for each tuple type and each , CVC3 provides the operator

% Record updates

Item: TYPE = [# key: INT, weight: REAL #];

x:  Item = (# key := 23, weight := 43/10 #);

x1: Item = x WITH .weight := 48;

Tup: TYPE = [REAL,INT,REAL];
y:  Tup = ( 4/5, 9, 11/9 );
y1: Tup = y WITH .1 := 3;


Updates to a nested component can be combined in a single WITH operator:

Cache: TYPE = ARRAY [0..100] OF [# addr: INT, data: REAL #];
State: TYPE = [# pc: INT, cache: Cache #];

s0: State;
s1: State = s0 WITH .cache[10].data := 2/3;



Note that, differently from updates on arrays, tuple and record updates are just additional syntactic sugar. For instance, the record x1 and tuple y1 defined above could have been equivalently defined as follows:

% Record updates

Item: TYPE = [# key: INT, weight: REAL #];

x:  Item = (# key := 23, weight := 43/10 #);

x1: Item = (# key := x.key,  weight := 48 #);

Tup: TYPE = [REAL,INT,REAL];
y:  Tup = ( 4/5, 9, 11/9 );
y1: Tup = ( y.0, 3, y.1 );


### Commands

In addition to declarations of types and constants, the CVC3 input language contains the following commands:

• ASSERT -- Add the formula to the current logical context .
• QUERY -- Check if the formula is valid in the current logical context: .
• CHECKSAT -- Check if the formula is satisfiable in the current logical context: .
• WHERE -- Print all the assumptions in the current logical context .
• COUNTEREXAMPLE -- After an invalid QUERY or satisfiable CHECKSAT, print the context that is a witness for invalidity/satisfiability.
• COUNTERMODEL -- After an invalid QUERY or satisfiable CHECKSAT, print a model that makes the formula invalid/satisfiable. The model is in terms of concrete values for each free symbol.
• CONTINUE -- Search for a counter-example different from the current one (after an invalid QUERY or satisfiable CHECKSAT).
• RESTART -- Restart an invalid QUERY or satisfiable CHECKSAT with the additional assumption .
• PUSH -- Save (checkpoint) the current state of the system.
• POP -- Restore the system to the state it was in right before the last call to PUSH
• POPTO -- Restore the system to the state it was in right before the most recent call to PUSH made from stack level . Note that the current stack level is printed as part of the output of the WHERE command.
• TRANSFORM -- Simplify and print the result.
• PRINT -- Parse and print back the expression .
• OPTION option value -- Set the command-line option flag option to value. Note that option is given as a string enclosed in double-quotes and value as an integer.

The remaining commands take a single argument, given as a string enclosed in double-quotes.

• TRACE flag -- Turn on tracing for the debug flag flag.
• UNTRACE flag -- Turn off tracing for the debug flag flag.
• ECHO string -- Print string
• INCLUDE filename -- Read commands from the file filename.

Here, we explain some of the above commands in more detail.

#### QUERY

The command QUERY invokes the core functionality of CVC3 to check the validity of the formula with respect to the assertions made thus far ( ). should be a formula as described in Terms and Formulas.

• When the answer is "Valid", this means that . After a valid query, the logical context is exactly as it was before the query.
• When the answer is "Invalid", this means that . In other words, there is a model of satisfying . After an invalid query, the logical context is augmented with new literals such that is consistent in the theory , but . In fact, in this case propositionally satisfies . We call the new context a counterexample for .
• An answer of "Unknown" is very similar to an answer of "Invalid" in that additional literals are added to the context which propositionally falsify the query formula . The difference is that because CVC3 is incomplete for some theories, it cannot guarantee in this case that is actually consistent in . The only sources of incompleteness in CVC3 are non-linear arithmetic and quantifiers.

Counterexamples can be printed out using WHERE or COUNTEREXAMPLE commands. WHERE always prints out all of . COUNTEREXAMPLE may sometimes be more selective, printing a subset of those formulas from the context which are sufficient for a counterexample.

Since the QUERY command may modify the current context, if you need to check several formulas in a row in the same context, it is a good idea to surround every QUERY command by PUSH and POP in order to preserve the context:

PUSH;
QUERY <formula>;
POP;


#### CHECKSAT

The command CHECKSAT behaves identically to QUERY .

#### RESTART

The command RESTART can only be invoked after an invalid query. For example:

QUERY <formula>;
Invalid.
RESTART <formula2>;


The behavior of the above command will be identical to the following:

PUSH;
QUERY <formula>;
POP;
ASSERT <formula2>;
QUERY <formula>;


The advantage of using the RESTART command is that it may be much more efficient than the above command sequence. This is because when the RESTART command is used, CVC3 will re-use what it has learned rather than starting over from scratch.

### Instantiation Patterns

CVC3 processes each universally quantified formula in the current context by generating instances of the formula obtained by replacing its universal variables with ground terms. Patterns restrict the choice of ground terms for the quantified variables, with the goal of controlling the potential explosion of ground instances. In essence, adding patterns to a formula is a way for the user to tell CVC3 to focus only on certain instances which, in the user's opinion, will be most helpful during a proof.

In more detail, patterns have the following effect on formulas that are found in the logical context or get later added to it while CVC3 is trying to prove the validity of some formula .

If a formula in the current context starts with an existential quantifier, CVC3 Skolemizes it, that is, replaces it in the context by the formula obtained by substituting the existentially quantified variables by fresh constants and dropping the quantifier. Any patterns for the existential quantifier are simply ignored.

If a formula starts with a universal quantifier , CVC3 adds to the context a number of instances of the formula---with the goal of using them to prove the query valid. An instance is obtained by replacing each with a ground term of the same type occurring in one of the formulas in the context, and dropping the universal quantifier. If occurs in a pattern for the quantifier, it will be instantiated only with terms obtained by simultaneously matching all the terms in the pattern against ground terms in the current context .

Specifically, the matching process produces one or more substitutions for the variables in which satisfy the following invariant: for each , is a ground term and there is a ground term in such that . The variables of that occur in the pattern are instantiated only with those substitutions (while any remaining variables are instantiated arbitrarily).

The Skolemized version or the added instances of a context formula may themselves start with a quantifier. The same instantiation process is applied to them too, recursively.

Note that the matching mechanism is not limited to syntactic matching but is modulo the equations asserted in the context. Because of decidability and/or efficiency limitations, the matching process is not exhaustive. CVC3 will typically miss some substitutions that satisfy the invariant above. As a consequence, it might fail to prove the validity of the query formula , which makes CVC3 incomplete for contexts containing quantified formulas. It should be noted though that exhaustive matching, which can be achieved simply by not specifying any patterns, does not yield completeness anyway since the instantiation of universal variables is still restricted to just the ground terms in the context (whereas in general additional ground terms might be needed).

### Subtypes

CVC3's language includes the definition of subtypes of value types by means of predicate subtyping.

A subtype of a (sub)type is defined as a subset of that satisfies an associated predicate . More precisely, if is a term of type , then for every model of (among the models of CVC3's built-in theories), is the extension of , that is, the set of all and only the elements of that satisfy the predicate .

Subtypes like above can be defined by the user with a declaration of the form:

where is either just a (previously declared) predicate symbol of type or a lambda abstraction of the form where is any CVC3 formula whose set of free variables contains at most .

Here are some examples of subtype declarations:

Animal: TYPE;

fish : Animal;

is_fish: Animal -> BOOLEAN;

ASSERT is_fish(fish);

% Fish is a subtype of Animal:

Fish: TYPE = SUBTYPE(is_fish);

shark : Fish;

is_shark: Fish -> BOOLEAN;

ASSERT is_shark(shark);

% Shark is a subtype of Fish:

Shark: TYPE = SUBTYPE(is_shark);

% Subtypes of REAL

AllReals:     TYPE = SUBTYPE(LAMBDA (x:REAL): TRUE);

NonNegReal:   TYPE = SUBTYPE(LAMBDA (x:REAL): x >= 0);

% Subtypes of INT

DivisibleBy3: TYPE = SUBTYPE(LAMBDA (x:INT): EXISTS (y:INT): x = 3 * y);



CVC3 provides integers as a built-in subtype of . is a subtype and not a base type in order to allow mixed real/integer terms without having to use coercion functions such as between terms of the two types. It is built-in because it is not definable by means of a first-order predicate.

Note that, with the syntax introduced so far, it seems that it may be possible to define empty subtypes, that is, subtypes with no values at all. For example:

NoReals:      TYPE = SUBTYPE(LAMBDA (x:REAL): FALSE);


However, any attempt to do this results in an error. This is because CVC3's logic assumes types are not empty. In fact, each time a subtype is declared CVC3 tries to prove that the subtype is non-empty; more precisely, that it is non-empty in every model of the current context. This is done simply by attempting to prove the validity of a formula of the form where is the value type of which is a subtype, and is the predicate defining . If CVC3 succeeds, the declaration is accepted. If it fails, CVC3 will issue a type exception and reject the declaration.

CVC3 might fail to prove the non-emptyness of a subtype either because the type is indeed empty in some models or because of CVC3's incompleteness over quantified formulas. Consider the following examples:

Animal: TYPE;

is_fish: Animal -> BOOLEAN;

% Fish is a subtype of Animal:

Fish: TYPE = SUBTYPE(is_fish);

Interval_0_1: TYPE = SUBTYPE(LAMBDA (x:REAL): 0 < x AND x < 1);

% Subtypes of [REAL, REAL]

StraightLine: TYPE = SUBTYPE(LAMBDA (x:[REAL,REAL]): 3*x.0 + 2*x.1 + 6 = 0);

%  Constant ARRAY subtype

ConstArray: TYPE = SUBTYPE(LAMBDA (a: ARRAY INT OF REAL):
EXISTS (x:REAL): FORALL (i:INT): a[i] = x);


Each of these subtype declarations is rejected. For instance, the declaration of Fish is rejected because there are models of CVC3's background theory in which is_fish has an empty extension. To fix that it is enough to introduce a free constant of type Animal and assert that it is a Fish as we did above.

In the case of Interval_0_1 and Straightline, however, the type is indeed non-empty in every model, but CVC3 is unable to prove it. In such cases, the user can help CVC3 by explicitly providing a witness value for the subtype. This is done with this alternative syntax for subtype declarations:

where is again a unary predicate and is a term (denoting an element) that satisfies .

The following subtype declarations with witnesses are accepted by CVC3.

% Subtypes of REAL with witness

Interval_0_1: TYPE = SUBTYPE(LAMBDA (x:REAL): 0 < x AND x < 1, 1/2);

StraightLine: TYPE = SUBTYPE(LAMBDA (x:[REAL,REAL]): 3*x.0 + 2*x.1 + 6 = 0, (0, -3));


We observe that the declaration of ConstArray in the first example is rightly rejected under the empty context because the subtype can be empty in some models. However, even under contexts that exclude this possibility CVC3 is still unable to to prove the subtype's non-emptyness. Again, a declaration with witness helps in this case. Example:

zero_array: ARRAY INT OF REAL;

ASSERT FORALL (i:INT): zero_array[i] = 0;

% At this point the context includes the constant array zero_array
% and the declaration below is accepted.

ConstArray: TYPE = SUBTYPE(LAMBDA (a: ARRAY INT OF REAL):
EXISTS (x:REAL): FORALL (i:INT): a[i] = x, zero_array);


Adding witnesses to declarations to overcome CVC3's incompleteness is an adequate, practical solution in most cases.

For additional convenience (when defining array types, for example) CVC3 has a special syntax for specifying subtypes that are finite ranges of . This is however just syntactic sugar.

% subrange type

FiniteRangeArray: TYPE = ARRAY [-10..10] OF REAL;

% equivalent but less readable formulations

FiniteRange: TYPE = SUBTYPE(LAMBDA (x:INT): -10 <= x AND x <= 10);

FiniteRangeArray2: TYPE = ARRAY FiniteRange OF REAL;

FiniteRangeArray3: TYPE = ARRAY SUBTYPE(LAMBDA (x:INT): -10 <= x AND x <= 10) OF REAL;


#### Subtype Checking

The subtype relation between a subtype and its immediate supertype is transitive. This implies that every subtype is a subtype of some value type, and so every term can be given a unique value type. This is important because as far as type checking is concerned, subtypes are ignored by CVC3. By default, static type checking is enforced only at the level of maximal supertypes, and subtypes play a role only during validity checking.

In essence, for every ground term of the form with in the logical context, whenever has type where is a subtype defined by a predicate , CVC3 adds to the context the assertion constraining to be a value in .

This leads to correct answers by CVC3, provided that all ground terms are well-subtyped in the logical context of the query; that is, if for all terms like above the logical context entails that is a value of . When that is not the case, CVC3 may return spurious countermodels to a query, that is, countermodels that do not respect the subtyping constraints.

For example, after the following declarations:

Pos: TYPE = SUBTYPE(LAMBDA (x: REAL): x > 0, 1);
Neg: TYPE = SUBTYPE(LAMBDA (x: REAL): x < 0, -1);

a: Pos;
b: REAL;

f: Pos -> Neg = LAMBDA (x:Pos): -x;


CVC3 will reply "Valid", as it should, to the command:

QUERY f(a) < 0;


However it will reply "Invalid" to the command:

QUERY f(b) < 0;


or to:

QUERY f(-4) < 0;


for that matter, instead of complaining in either case that the query is not well-subtyped. (The query is ill-subtyped in the first case because there are models of the empty context in which the constant b is a non-positive rational; in the second case because in all models of the context the term -4 is non-positive.)

In contrast, the command sequence

ASSERT b > 2*a + 3;
QUERY f(b) < 0;


say, produces the correct expected answer because in this case b is indeed positive in every model of the logical context.

Semantically, CVC3's behavior is justified as follows. Consider, just for simplicity (the general case is analogous), a function symbol of type where is a subtype of some value type . Instead of interpreting as partial function that is total over and undefined outside , CVC3's interprets it as a total function from to whose behavior outside is specified in an arbitrary, but fixed, way. The specification of the behavior outside is internal to CVC3 and can, from case to case, go from being completely empty, which means that CVC3 will allow any possible way to extend from to , to strong enough to allow only one way to extend . The choice depends just on internal implementation considerations, with the understanding that the user is not really interested in 's behavior outside anyway.

A simple example of this approach is given by the arithmetic division operation /. Mathematically division is a partial function from to undefined over pairs in . CVC3 views / as a total function from to that maps pairs in to and is defined as usual otherwise. In other words, CVC3 extends the theory of rational numbers with the axiom . Under this view, queries like

x: REAL;

QUERY x/0 = 0 ;
QUERY 3/x = 3/x ;


are perfectly legitimate. Indeed the first formula is valid because in each model of the empty context, x/0 is interpreted as zero and = is interpreted as the identity relation. The second formula is valid, more generally, because for each interpretation of x the two arguments of = will evaluate to the same rational number. CVC3 will answer accordingly in both cases.

While this behavior is logically correct, it may be counter-intuitive to users, especially in applications that intend to give CVC3 only well-subtyped formulas. For these applications it is more useful to the user to get a type error from CVC3 as soon as it receives an ill-subtyped assertion or query, such as for instance the two queries above. This feature is provided in CVC3 by using the command-line option +tcc. The mechanism for checking well-subtypedness is described below.

#### Type Correctness Conditions

CVC3 uses an algorithm based on Type Correctness Conditions, TCCs for short, to determine if a term or formula is well-subtyped. This of course requires first an adequate notion of well-subtypedness. To introduce that notion, let us start with the following definition where is the union of CVC3's background theories.

Let us say that a (well-typed) term containing no proper subterms of type is well-subtyped in a model of (assigning an interpretation to all the free symbols and free variables of ) if

• is a constant or a variable, or
• it is of the form where has type and each is well-subtyped in and interpreted as a value of .

Note that this inductive definition includes the case in which the term is an atomic formula. Then we can say that an atomic formula is well-subtyped in a logical context if it is well-subtyped in every model of and .

While this seems like a sensible definition of well-subtypedness for atomic formulas, it is not obvious how to extend it properly to non-atomic formulas. For example, defining a non-atomic formula to be well-subtyped in a model if all of its atoms are well-subtyped is too stringent. Perfectly reasonable formulas like

with , , and free constants (or free variables) of type , say, would not be well-subtyped in the empty context because there are models of in which the atom is not well-subtyped (namely, those that interpret as zero).

A better definition can be given by treating logical connectives non-strictly with respect to ill-subtypedness. More formally, but considering for simplicity only formulas built with atoms, negation and disjunction connectives, and existential quantifiers (the missing cases are analogous), we define a non-atomic formula to be well-subtyped in a model of if one of the following holds:

• has the form and is well-subtyped in ;
• has the form and (i) both and are well-subtyped in or (ii) holds and is well-subtyped in or (iii) holds and is well-subtyped in ;
• has the form and (i) holds and is well-subtyped in some model that differs from at most in the interpretation of or (ii) is well-subtyped in every such model .

In essence, this definition is saying that for well-subtypedness in a model it is irrelevant if a formula has an ill-subtyped subformula, as long as the truth value of is independent from the truth value of that subformula.

Now we can say in general that a CVC3 formula is well-subtyped in a context if it is well-subtyped in every model of and .

According to this definition, the previous formula , which is equivalent to , is well-subtyped in the empty context. In fact, in all the models of that interpret as zero, the subformula is true and well-subtyped; in all the others, both and are well-subtyped.

This notion of well-subtypedness has a number of properties that make it fairly robust. One is that it is invariant with respect to equivalence in a context: for every context and formulas such that , the first formula is well-subtyped in if and only if the second is.

Perhaps the most important property, however, is that the definition can be effectively reflected into CVC3's logic itself: there is a procedure that for any CVC3 formula can compute a well-subtyped formula , a type correctness condition for , such that is well-subtyped in a context if and only if . This has the nice consequence that the very inference engine of CVC3 can be used to check the well-subtypedness of CVC3 formulas.

When called with the TCC option on (by using the command-line option +tcc), CVC3 behaves as follows. Whenever it receives an ASSERT or QUERY command, the system computes the TCC of the asserted formula or query and checks its validity in the current context (for ASSERTs, before the formula is added to the logical context). If it is able to prove the TCC valid, it just adds the asserted formula to the context or checks the validity of the query formula. If it is unable to prove the TCC valid, it raises an ill-subtypedness exception and aborts.

It is worth pointing out that, since CVC3 checks the validity of an asserted formula in the current logical context at the time of the assertion, the order in which formulas are asserted makes a difference. For instance, attempting to enter the following sequence of commands:

f: [0..100] -> INT;
x: [5..10];
y: REAL;

ASSERT f(y + 3/2) < 15;
ASSERT y + 1/2 = x;


results in a TCC failure for the first assertion because the context right before it does not entail that the term y + 3/2 is in the range 0..100. In contrast, the sequence

f: [0..100] -> INT;
x: [5..10];
y: REAL;

ASSERT y + 1/2 = x;
ASSERT f(y + 3/2) < 15;


is accepted because each of the formulas above is well-subtyped at the time of its assertion. Note that the assertion of both formulas together in the empty context with

ASSERT f(y + 3/2) < 15 AND y + 1/2 = x


or with

ASSERT y + 1/2 = x AND f(y + 3/2) < 15


is also accepted because the conjunction of the two formulas is well-subtyped in the empty context.

## SMT-LIB Input Language

CVC3 is able to read and execute queries in the SMT-LIB format.

Specifically, when called with the option -lang smt it accepts as input an SMT-LIB benchmark belonging to one of the SMT-LIB sublogics. For a well-formed input benchmark, CVC3 returns the string "sat", "unsat" or "unknown", depending on whether it can prove the benchmark satisfiable, unsatisfiable, or neither.

At the time of this writing CVC3 supported all SMT-LIB sublogics.

We refer the reader to the SMT-LIB website for information on SMT-LIB, its formats, its logics, and its on-line library of benchmarks.